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Stocks

Credit Suisse Japan unit faces discipline in earnings info leak

TOKYO -- Japan's Securities and Exchange Surveillance Commission is prepared to recommend administrative action against Credit Suisse Securities (Japan) after an analyst at the brokerage was accused of leaking nonpublic information about a listed company's earnings.

     The incident occurred in September. The brokerage apparently learned that a company whose shares trade on the Tokyo Stock Exchange's big board was going to upgrade its earnings forecast.

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